Formulae for the h-index: A lack of robustness in Lotkaian informetrics?

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Title: Formulae for the h-index: A lack of robustness in Lotkaian informetrics?
Authors: Burrell, Quentin L.1,2 quentinburrell@manx.net
Source: Journal of the American Society for Information Science & Technology. Jul2013, Vol. 64 Issue 7, p1504-1514. 15p. 3 Charts, 9 Graphs.
Subjects: Mathematics methodology, Authors, Citation analysis, Statistical models
Abstract: In one of the first attempts at providing a mathematical framework for the Hirsch index, Egghe and Rousseau (2006) assumed the standard Lotka model for an author's citation distribution to derive a delightfully simple closed formula for his/her h-index. More recently, the same authors ( Egghe & Rousseau, 2012b) have presented a new (implicit) formula based on the so-called shifted Lotka function to allow for the objection that the original model makes no allowance for papers receiving zero citations. Here it is shown, through a small empirical study, that the formulae actually give very similar results whether or not the uncited papers are included. However, and more important, it is found that they both seriously underestimate the true h-index, and we suggest that the reason for this is that this is a context-the citation distribution of an author-in which straightforward Lotkaian informetrics is inappropriate. Indeed, the analysis suggests that even if we restrict attention to the upper tail of the citation distribution, a simple Lotka/ Pareto-like model can give misleading results. [ABSTRACT FROM AUTHOR]
Copyright of Journal of the American Society for Information Science & Technology is the property of Wiley-Blackwell and its content may not be copied or emailed to multiple sites without the copyright holder's express written permission. Additionally, content may not be used with any artificial intelligence tools or machine learning technologies. However, users may print, download, or email articles for individual use. This abstract may be abridged. No warranty is given about the accuracy of the copy. Users should refer to the original published version of the material for the full abstract. (Copyright applies to all Abstracts.)
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  Data: In one of the first attempts at providing a mathematical framework for the Hirsch index, Egghe and Rousseau (2006) assumed the standard Lotka model for an author's citation distribution to derive a delightfully simple closed formula for his/her h-index. More recently, the same authors ( Egghe & Rousseau, 2012b) have presented a new (implicit) formula based on the so-called shifted Lotka function to allow for the objection that the original model makes no allowance for papers receiving zero citations. Here it is shown, through a small empirical study, that the formulae actually give very similar results whether or not the uncited papers are included. However, and more important, it is found that they both seriously underestimate the true h-index, and we suggest that the reason for this is that this is a context-the citation distribution of an author-in which straightforward Lotkaian informetrics is inappropriate. Indeed, the analysis suggests that even if we restrict attention to the upper tail of the citation distribution, a simple Lotka/ Pareto-like model can give misleading results. [ABSTRACT FROM AUTHOR]
– Name: AbstractSuppliedCopyright
  Label:
  Group: Ab
  Data: <i>Copyright of Journal of the American Society for Information Science & Technology is the property of Wiley-Blackwell and its content may not be copied or emailed to multiple sites without the copyright holder's express written permission. Additionally, content may not be used with any artificial intelligence tools or machine learning technologies. However, users may print, download, or email articles for individual use. This abstract may be abridged. No warranty is given about the accuracy of the copy. Users should refer to the original published version of the material for the full abstract.</i> (Copyright applies to all Abstracts.)
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        Value: 10.1002/asi.22845
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      – Code: eng
        Text: English
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        PageCount: 15
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    Subjects:
      – SubjectFull: Mathematics methodology
        Type: general
      – SubjectFull: Authors
        Type: general
      – SubjectFull: Citation analysis
        Type: general
      – SubjectFull: Statistical models
        Type: general
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      – TitleFull: Formulae for the h-index: A lack of robustness in Lotkaian informetrics?
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              M: 07
              Text: Jul2013
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              Y: 2013
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